BrokerCheck Expungement
Description
FINRA expungement refers to the process of removing or deleting certain customer dispute information from a broker's or brokerage firm's record in the Financial Industry Regulatory Authority (FINRA) Central Registration Depository (CRD). The CRD is a database that contains information about brokers and brokerage firms, including customer complaints, regulatory actions, and other relevant disclosures. Expungement is typically sought by brokers who believe that certain information on their record is inaccurate, misleading, or unfairly prejudicial to their professional reputation. It is important to note that expungement does not guarantee the complete erasure of the information; rather, it involves the removal of specific items from the CRD system.Web page:
Announcement ID: #209106
Published on 06-17-2023
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Contact
BrokerCheck Expungement
1121 Moorestown Circle, , GA
30033
Decatur
ACT
Usa
Phone: 8004055117
1121 Moorestown Circle, , GA
30033
Decatur
ACT
Usa
Phone: 8004055117
-1.00 A$